RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- V••••• C•••••• M••••••••• L•• independent RIA currentsince Jan 23, 2019 · Winston-Salem, Nc
- H••••• I••••••••• M••••••••• L•• independent RIANov 4, 2016 to Jan 22, 2019 · Winston-Salem, Nc
- E•• F•••••••• A••••••• independent RIAApr 7, 2006 to Nov 2, 2016 · Winston Salem, Nc
- H••••• I••••••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left Jan 22, 2019, registered Jan 23, 2019 (1 days) · RIA to RIA · moved with a team
- E•• F•••••••• A••••••• to H••••• I••••••••• M••••••••• L••left Nov 2, 2016, registered Nov 4, 2016 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address