RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F••• G•••••• G••••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 12, 2026 · Beverly Hills, Ca
- R•• S••••••••• I••• BD affiliatedApr 20, 2010 to Jun 9, 2026 · Torrance, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 24, 2007 to Nov 10, 2009 · Los Alamitos, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJan 1, 2006 to Jan 10, 2007 · Long Beach, Ca
- R•• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jun 9, 2026, registered May 12, 2026 (-28 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to R•• S••••••••• I•••left Nov 10, 2009, registered Apr 20, 2010 (161 days) · Other
- F••• G•••••• G•••••••• left R•• S••••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2026-05-12)Jun 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address