DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Peter Jeffery
Chartered Financial Analyst
Feed of 09/15/2026
At current firm
7 y
since Feb 19, 2019
In the industry
47 y
since Sep 12, 1979 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Procyon mixed wealth currentsince Feb 19, 2019 · Shelton, Ct
- Procyon Institutional Partners, LLC formerJun 25, 2020 to Dec 31, 2021 · Shelton, Ct
- Solaris Asset Management formerOct 8, 2015 to Mar 12, 2019 · New York, Ny
- Solaris Advisors, LLC formerOct 8, 2015 to Mar 12, 2019 · New York, Ny
- Jeffery Asset Management LLC formerAug 1, 2014 to Sep 28, 2015 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Procyon Institutional Partners, LLC to no registered destinationleft Dec 31, 2021 · Departure, no registered destination
- Solaris Asset Management to Solaris Advisors, LLCleft Mar 12, 2019, registered Oct 8, 2015 (-1251 days) · channel change inside one enterprise, not a move
- Solaris Advisors, LLC to Procyonleft Mar 12, 2019, registered Feb 19, 2019 (-21 days) · RIA to RIA
- Jeffery Asset Management LLC to Solaris Asset Managementleft Sep 28, 2015, registered Oct 8, 2015 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address