DFX Intelligence
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Registered advisor
J•••••• W• D••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseJacksonville, Fldual registrantIAPD 5031138
Feed of 09/14/2026
Also filed as J••• D••••••••• W•••• D••••••••• W•••• D••••••
At current firm
12 y
since Jun 25, 2014
In the industry
20 y
since Dec 20, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 25, 2014 · Jacksonville, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 9, 2010 to May 20, 2014 · Ponte Verda, Fl
- T• A••••••••• I••• formerOct 15, 2010 to May 20, 2014 · Jacksonville, Fl
- M•• F•••••••• S•••••••• I••• formerFeb 3, 2010 to Oct 20, 2010 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 21, 2005 to Apr 2, 2009 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 20, 2014, registered Jun 25, 2014 (36 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 20, 2014, registered Nov 9, 2010 (-1288 days) · channel change inside one enterprise, not a move
- M•• F•••••••• S•••••••• I••• to T• A••••••••• I•••left Oct 20, 2010, registered Oct 15, 2010 (-5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Apr 2, 2009, registered Feb 3, 2010 (307 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address