DFX Intelligence
RIA Intelligence
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Registered advisor
G•••••• N• T•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as G•••••• N T•••••
At current firm
13 y
since Dec 19, 2012
In the industry
20 y
since Jul 27, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• W••••• M••••••••• independent RIA currentsince Dec 19, 2012 · Joplin, Mo
- F•••• F•••••••• W••••• M••••••••• L•• unclassifiedSep 16, 2009 to Dec 31, 2012 · Joplin, Mo
- L•• F•••••••• L•• BD affiliatedAug 20, 2007 to Dec 20, 2012 · Joplin, Mo
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedJan 9, 2007 to Aug 21, 2007 · Webb City, Mo
Moves
a registration end followed by a registration begin elsewhere
- F•••• F•••••••• W••••• M••••••••• L•• to A••••• W••••• M•••••••••left Dec 31, 2012, registered Dec 19, 2012 (-12 days) · Other
- L•• F•••••••• L•• to F•••• F•••••••• W••••• M••••••••• L••left Dec 20, 2012, registered Sep 16, 2009 (-1191 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to L•• F•••••••• L••left Aug 21, 2007, registered Aug 20, 2007 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address