DFX Intelligence
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Feed of 09/14/2026
Also filed as L•••••• M• L••••••••• M•••• L••••••••• M• L••••••••• L• K••
At current firm
4 y
since Dec 20, 2021
In the industry
13 y
since Feb 15, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Dec 20, 2021 · Aventura, Fl
- W•••• F•••• A••••••• wirehouseJan 5, 2016 to May 18, 2021 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 15, 2013 to Dec 3, 2015 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left May 18, 2021, registered Dec 20, 2021 (216 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 3, 2015, registered Jan 5, 2016 (33 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address