RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• F••••
- W•••••••• A•••• M••••••••• I••• mixed wealth currentsince Oct 5, 2015 · Portsmouth, Nh
- E•••••• C•••••• M••••••••• L•• formerJun 30, 2011 to Sep 29, 2015 · Arlington, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 10, 2007 to Nov 19, 2010 · Quincy, Ma
- T• A••••••••• I••• formerAug 10, 2007 to Nov 19, 2010 · Boston, Ma
- E•••••• C•••••• M••••••••• L•• to W•••••••• A•••• M••••••••• I•••left Sep 29, 2015, registered Oct 5, 2015 (6 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Nov 19, 2010, registered Aug 10, 2007 (-1197 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to E•••••• C•••••• M••••••••• L••left Nov 19, 2010, registered Jun 30, 2011 (223 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address