RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••• J••••••
- U••••• A•••••• G•••• independent RIA currentsince Feb 6, 2024 · Cincinnati, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedApr 1, 2021 to Jul 26, 2023 · Brentwood, Tn
- C•••••••• I••••••••• R••••••• A•••••••• I••• to U••••• A•••••• G••••left Jul 26, 2023, registered Feb 6, 2024 (195 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J•••• A•••• J•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for U••••• A•••••• G•••• (registered 2024-02-06)Jul 26, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address