DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•• P••• P••••••••

M•• C•••••• M••••••••• L••independent RIAPlano, Tx IA-onlyIAPD 5045935

Feed of 09/14/2026

Also filed as JP P••••••••

At current firm

2 y

since Sep 17, 2024

In the industry

21 y

since Jun 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• C•••••• M••••••••• L•• independent RIA current
since Sep 17, 2024 · Cleveland, Oh
M•••• F•••••••• A••••••• BD affiliated
Oct 31, 2017 to Aug 29, 2024 · Frisco, Tx
L•••••••• P••••••• S••••••••• L•• former
Jun 15, 2015 to Aug 5, 2019 · Frisco, Tx
S•••••• W••••• P•••••••• L•• BD affiliated
Feb 28, 2013 to Oct 31, 2017 · Frisco, Tx
L•• F•••••••• L•• BD affiliated
May 8, 2012 to Feb 25, 2013 · Frisco, Tx
C••••••• W••••• A•••••••• L•• former
May 7, 2010 to May 8, 2012

Moves

a registration end followed by a registration begin elsewhere

M•••• F•••••••• A••••••• to M•• C•••••• M••••••••• L••
left Aug 29, 2024, registered Sep 17, 2024 (19 days) · RIA to RIA
L•••••••• P••••••• S••••••••• L•• to M•••• F•••••••• A•••••••
left Aug 5, 2019, registered Oct 31, 2017 (-643 days) · RIA to RIA · moved with a team
S•••••• W••••• P•••••••• L•• to L•••••••• P••••••• S••••••••• L••
left Oct 31, 2017, registered Jun 15, 2015 (-869 days) · Other · moved with a team
L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••
left Feb 25, 2013, registered Feb 28, 2013 (3 days) · Other
C••••••• W••••• A•••••••• L•• to L•• F•••••••• L••
left May 8, 2012, registered May 8, 2012 (0 days) · Other

Signals

J•• P••• P•••••••• left M•••• F•••••••• A••••••• for M•• C•••••• M••••••••• L•• (registered 2024-09-17)
Aug 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address