RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• I••••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Dec 23, 2025 · Miami, Fl
- C••••• S••••• S••••••••• •••• L•• formerApr 16, 2015 to Apr 18, 2016 · Miami, Fl
- S••••••• I••••••••• S•••••••• I••• formerDec 22, 2009 to Apr 21, 2015 · Key Biscayne, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 19, 2006 to Dec 1, 2009 · Miami, Fl
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Apr 18, 2016, registered Dec 23, 2025 (3536 days) · Other · moved with a team
- S••••••• I••••••••• S•••••••• I••• to C••••• S••••• S••••••••• •••• L••left Apr 21, 2015, registered Apr 16, 2015 (-5 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Dec 1, 2009, registered Dec 22, 2009 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address