DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Charles Kelley

Compass Capital Management Incindependent RIAMinneapolis, MnIA-onlyIAPD 5049750

Feed of 09/14/2026

At current firm

12 y

since May 19, 2014

In the industry

18 y

since Dec 11, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Investment Committee Member, Senior Portfolio Manager & Chief Executive Officerreportedcompasscap.comfirm site, Sep 15, 2026
Designations: CFA, CAIAreportedcompasscap.comas printed on the bio page, Sep 16, 2026
Investment committee: “At Compass, he oversees strategic business initiatives in his role as Chief Executive Officer and is also a member of the investment committee, which oversees the equity and fixed income portfolios.”reportedcompasscap.comthe sentence on the bio page
Professional profile: compasscap.com/investment_team/christopher-kelleyreportedcompasscap.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Compass Capital Management Inc independent RIA current
since May 19, 2014 · Minneapolis, Mn
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Mar 25, 2014 · Boston, Ma
Banc Of America Investment Services, Inc. unclassified
Jan 8, 2009 to Oct 23, 2009 · New York, Ny
Bofa Advisors, LLC former
Jan 14, 2008 to Dec 31, 2008 · New York, Ny
Banc Of America Investment Services, Inc. unclassified
Dec 19, 2007 to Jan 14, 2008 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Compass Capital Management Inc
left Mar 25, 2014, registered May 19, 2014 (55 days) · Other
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Bofa Advisors, LLC to Banc Of America Investment Services, Inc.
left Dec 31, 2008, registered Jan 8, 2009 (8 days) · Other
Banc Of America Investment Services, Inc. to Bofa Advisors, LLC
left Jan 14, 2008, registered Jan 14, 2008 (0 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address