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Registered advisor
D•••• A••••• H••••••
Feed of 09/14/2026
Also filed as Andy H••••••
At current firm
11 y
since Oct 23, 2014
In the industry
13 y
since May 21, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•• P•••••••• I••• BD affiliated currentsince Oct 23, 2014 · Cincinnati, Oh
- S••••• F•••••••• G•••• I•• formerMay 29, 2013 to Oct 27, 2014 · Loveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- S••••• F•••••••• G•••• I•• to B•• P•••••••• I•••left Oct 27, 2014, registered Oct 23, 2014 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address