RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•••••• W••••• L•• state registered currentsince Mar 24, 2022 · Birmingham, Al
- G•••••• I••••••••• independent RIASep 7, 2015 to Mar 18, 2022 · Birmingham, Al
- N••••••••• M••••• I••••••••• S••••••••• no RAUMOct 10, 2014 to Sep 2, 2015 · Gadsden, Al
- S••••• A••• A•••• M••••••••• I••• formerNov 16, 2010 to Jun 11, 2014 · Birmingham, Al
- S••••• A••• A•••• M••••••••• I••• formerAug 14, 2007 to Apr 2, 2009 · Birmingham, Al
- M••••• S•••••• • C•• L•• unclassifiedMay 21, 2007 to Aug 8, 2007 · Birmingham, Al
- G•••••• I••••••••• to B•••••• W••••• L••left Mar 18, 2022, registered Mar 24, 2022 (6 days) · RIA to a state-registered adviser
- N••••••••• M••••• I••••••••• S••••••••• to G•••••• I•••••••••left Sep 2, 2015, registered Sep 7, 2015 (5 days) · Other
- S••••• A••• A•••• M••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jun 11, 2014, registered Oct 10, 2014 (121 days) · Other
- M••••• S•••••• • C•• L•• to S••••• A••• A•••• M••••••••• I•••left Aug 8, 2007, registered Aug 14, 2007 (6 days) · Other
- R••• M• W•••• left G•••••• I••••••••• for B•••••• W••••• L•• (registered 2022-03-24)Mar 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address