DFX Intelligence
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Registered advisor
K•••••• H•••• S••••
Feed of 09/14/2026
Also filed as K•••••• H•••• S•••••••• S••••••••• S••••••••• H• S••••
At current firm
4 y
since Jun 13, 2022
In the industry
20 y
since Jul 20, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 13, 2022 · Palm Beach Gardens, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 31, 2020 to Feb 11, 2021 · Palm Beach Gardens, Fl
- T• A••••••••• I••• formerFeb 28, 2018 to Sep 11, 2019 · Boynton Beach, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Sep 11, 2019 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerMay 16, 2017 to Feb 26, 2018 · West Palm Beach, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Nov 30, 2007 · Lisle, Il
- M••••• S•••••• D• I••• unclassifiedJul 20, 2006 to Apr 2, 2007 · Lisle, Il
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• • A••••••••• I•••left Feb 11, 2021, registered Jun 13, 2022 (487 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 11, 2019, registered Feb 28, 2018 (-560 days) · corporate re-registration, not a move
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 11, 2019, registered Jul 31, 2020 (324 days) · Other · moved with a team
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- M••••• S•••••• • C•• L•• to S•••••••• I••••••••• M•••••••••left Nov 30, 2007, registered May 16, 2017 (3455 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address