RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••• C•••••••
- W•••••• E•• A•••••••• I••• state registered currentsince Jan 1, 2026 · Rochester Hills, Mi
- W•••••• E•• A•••••••• I••• state registeredDec 6, 2012 to Dec 31, 2021 · Rochester Hills, Mi
- C••• B•••••••• S•••••••• I••• formerOct 12, 2010 to Sep 11, 2012 · Rochester Hills, Mi
- C••••••• S••••••••• formerJun 4, 2007 to Aug 6, 2010 · Bloomfield Hills, Mi
- U•• F•••••••• S••••••• I••• wirehouseDec 19, 2006 to Jun 4, 2007 · Rochester, Mi
- C••• B•••••••• S•••••••• I••• to W•••••• E•• A•••••••• I•••left Sep 11, 2012, registered Dec 6, 2012 (86 days) · Other
- C••••••• S••••••••• to C••• B•••••••• S•••••••• I•••left Aug 6, 2010, registered Oct 12, 2010 (67 days) · Other
- U•• F•••••••• S••••••• I••• to C••••••• S•••••••••left Jun 4, 2007, registered Jun 4, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address