DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Theocharis Dimos
Certified Financial Planner
Feed of 09/15/2026
Also filed as James Dimos
At current firm
6 y
since Feb 21, 2020
In the industry
20 y
since Dec 28, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 3, 2022 · Bedford, Nh
- Advisory Resource Group, LLC state registered currentsince Feb 21, 2020 · Newmarket, Nh
- Northeast Planning Associates, Inc. independent RIAOct 16, 2017 to Feb 18, 2020 · Bedford, Nh
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Oct 10, 2017 · Bedford, Nh
- Mariner independent RIAMar 16, 2015 to Jan 25, 2018 · Manchester, Nh
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Manchester, Nh
- New England Securities Corporation formerFeb 26, 2007 to Jan 2, 2015 · Manchester, Nh
Moves
a registration end followed by a registration begin elsewhere
- Northeast Planning Associates, Inc. to Advisory Resource Group, LLCleft Feb 18, 2020, registered Feb 21, 2020 (3 days) · RIA to a state-registered adviser
- Mariner to MML Investors Services, LLCleft Jan 25, 2018, registered Mar 25, 2017 (-306 days) · Other · moved with a team
- MML Investors Services, LLC to Northeast Planning Associates, Inc.left Oct 10, 2017, registered Oct 16, 2017 (6 days) · Other
- Msi Financial Services, Inc. to Marinerleft Mar 25, 2017, registered Mar 16, 2015 (-740 days) · Other · moved with a team
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address