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RIA Intelligence
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Registered advisor
R••••• T• L••••••
Chartered Financial Analyst
Feed of 09/15/2026
At current firm
8 y
since Oct 16, 2017
In the industry
20 y
since Mar 15, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• I••••••••• C•••••• former currentsince Oct 16, 2017 · North Andover, Ma
- T•••••••• T•••• C••••••• F•• unclassifiedMar 15, 2006 to Nov 3, 2006 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- T•••••••• T•••• C••••••• F•• to S•••••• I••••••••• C••••••left Nov 3, 2006, registered Oct 16, 2017 (4000 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address