RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••• L••••
- L•••• F•••••••• A••••••• independent RIA currentsince Sep 18, 2026 · Roseville, Ca
- F•••••• independent RIAJan 16, 2025 to Sep 2, 2026 · Roseville, Ca
- L•••• F•••••••• A••••••• unclassifiedFeb 12, 2018 to Mar 22, 2025 · Roseville, Ca
- F•••••• to L•••• F•••••••• A•••••••left Sep 2, 2026, registered Sep 18, 2026 (16 days) · RIA to RIA
- L•••• F•••••••• A••••••• to F••••••left Mar 22, 2025, registered Jan 16, 2025 (-65 days) · Other
- M•••••• S•••• L•••• registered as an investment adviser representative at L•••• F•••••••• A•••••••Sep 18, 2026 · Advisor registered · fact
- M•••••• S•••• L•••• left Farther for L•••• F•••••••• A••••••• (registered 2026-09-18)Sep 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address