M•••••• D•••••• P•••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Mar 21, 2024 · Houston, Tx
• M•• I•••••••• S•••••••• L•• BD affiliated
  Jul 5, 2018 to Jun 3, 2021 · Houston, Tx
• W•••••• • R••• former
  Jul 3, 2013 to Oct 6, 2015 · Edmond, Ok
• M•• I•••••••• S•••••••• L•• BD affiliated
  May 11, 2006 to Jul 3, 2013 · Houston, Tx
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Mar 6, 2006 to May 9, 2006 · Winnie, Tx

• M•• I•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
  left Jun 3, 2021, registered Mar 21, 2024 (1022 days) · Affiliated broker-dealer or bank to another · moved with a team
• W•••••• • R••• to M•• I•••••••• S•••••••• L••
  left Oct 6, 2015, registered Jul 5, 2018 (1003 days) · Other
• M•• I•••••••• S•••••••• L•• to W•••••• • R•••
  left Jul 3, 2013, registered Jul 3, 2013 (0 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left May 9, 2006, registered May 11, 2006 (2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address