RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• J••••• R•••••••
- L•• F•••••••• L•• BD affiliated currentsince May 16, 2025 · Callahan, Fl
- C••• F•••••••• S•••••••• L••• formerMay 2, 2017 to May 15, 2025 · San Diego, Ca
- P•••• S••••••••• L•• no RAUMMar 3, 2014 to May 5, 2017 · Jacksonville, Fl
- M•• F•••••••• S•••••••• I••• formerFeb 9, 2007 to Mar 13, 2014 · Jacksonville, Fl
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 16, 2025 (1 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••left May 5, 2017, registered May 2, 2017 (-3 days) · Other
- M•• F•••••••• S•••••••• I••• to P•••• S••••••••• L••left Mar 13, 2014, registered Mar 3, 2014 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address