DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Baranauskas
Certified Financial Planner
Feed of 09/14/2026
Also filed as John A Baranauskas
At current firm
7 y
since Sep 6, 2019
In the industry
20 y
since May 3, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sweetgum Laboratories LLC state registered currentsince Sep 6, 2019 · Yardley, Pa
- Equinox Institutional Asset Management, LP formerJun 28, 2018 to Dec 31, 2018 · Princeton, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 6, 2009 to Feb 2, 2017 · Pennington, Nj
- Morgan Stanley & Co. LLC unclassifiedApr 24, 2008 to Nov 17, 2008 · New York, Ny
- Td Ameritrade Investment Management, LLC formerJul 16, 2007 to Apr 30, 2008 · New York, Ny
- Td Ameritrade, Inc. formerJul 16, 2007 to Apr 30, 2008 · New York, Ny
- Signator Investors, Inc. formerSep 19, 2006 to Jun 28, 2007 · Cherry Hill, Nj
Moves
a registration end followed by a registration begin elsewhere
- Equinox Institutional Asset Management, LP to Sweetgum Laboratories LLCleft Dec 31, 2018, registered Sep 6, 2019 (249 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Equinox Institutional Asset Management, LPleft Feb 2, 2017, registered Jun 28, 2018 (511 days) · Other
- Morgan Stanley & Co. LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Nov 17, 2008, registered Jul 6, 2009 (231 days) · Other
- Td Ameritrade Investment Management, LLC to Morgan Stanley & Co. LLCleft Apr 30, 2008, registered Apr 24, 2008 (-6 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Apr 30, 2008, registered Jul 16, 2007 (-289 days) · channel change inside one enterprise, not a move
- Signator Investors, Inc. to Td Ameritrade, Inc.left Jun 28, 2007, registered Jul 16, 2007 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address