DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••••• N••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseAnn Arbor, Mi dual registrantIAPD 5082232

Feed of 09/19/2026

Also filed as G••••••• Terissa N••••••

At current firm

1 y

since Aug 14, 2025

In the industry

20 y

since Jul 26, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Aug 14, 2025 · Ann Arbor, Mi
R•••••• J•••• • A••••••••• I••• national BD
Apr 20, 2022 to Jul 29, 2025 · Carmel, In
S•••••• N••••••• • C••••••• I••••••••• national BD
Feb 28, 2017 to Apr 20, 2022 · Indianapolis, In
C••• S••••••••• C••••••••• former
Oct 25, 2012 to Feb 28, 2017 · Indianapolis, In
C••• S••••••••• C••••••••• former
Feb 1, 2007 to Jun 16, 2011 · Indianapolis, In
N•••••••• F•••••••• S••••••• I•• independent RIA
Nov 15, 2006 to Jan 11, 2007 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 29, 2025, registered Aug 14, 2025 (16 days) · Affiliated broker-dealer or bank to wirehouse
S•••••• N••••••• • C••••••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Apr 20, 2022, registered Apr 20, 2022 (0 days) · Affiliated broker-dealer or bank to another
C••• S••••••••• C••••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Feb 28, 2017, registered Feb 28, 2017 (0 days) · corporate re-registration, not a move
N•••••••• F•••••••• S••••••• I•• to C••• S••••••••• C•••••••••
left Jan 11, 2007, registered Feb 1, 2007 (21 days) · Other

Signals

G••••••• N•••••• left R•••••• J•••• • A••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-08-14)
Jul 29, 2025 · Advisor changed firm · fact
G••••••• N•••••• left S•••••• N••••••• • C••••••• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2022-04-20)
Apr 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address