RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• R••••••• Y••••
- M•••••• F•••••••• P••••••• independent RIA currentsince Apr 1, 2014 · Greenwood Village, Co
- C•••••••• F••••••••• I••• BD affiliatedApr 24, 2008 to Apr 1, 2014 · Centennial, Co
- B••••• • Y•••• A•••••••• I••• formerJul 10, 2007 to Apr 23, 2008 · Greenwood Village, Co
- L••••• A••••••• S•••••••• I••• unclassifiedApr 19, 2006 to Jul 3, 2007 · Greenwood Village, Co
- C•••••••• F••••••••• I••• to M•••••• F•••••••• P•••••••left Apr 1, 2014, registered Apr 1, 2014 (0 days) · Other
- B••••• • Y•••• A•••••••• I••• to C•••••••• F••••••••• I•••left Apr 23, 2008, registered Apr 24, 2008 (1 days) · Other
- L••••• A••••••• S•••••••• I••• to B••••• • Y•••• A•••••••• I•••left Jul 3, 2007, registered Jul 10, 2007 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address