RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• W•••• K••••••
- M•••••• F•••••••• G••••• I•• state registered currentsince Dec 8, 2025 · Sherwood, Or
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 13, 2012 to Apr 9, 2013 · Los Angeles, Ca
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 1, 2011 to Aug 19, 2011 · Los Angeles, Ca
- A••••••• A••••••• S••••••• formerJul 22, 2008 to Apr 28, 2011 · Los Angeles, Ca
- S••••••• I••••••••• I••• formerJan 2, 2008 to Jun 26, 2008 · Calabasas, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMar 10, 2006 to Sep 11, 2007 · Newport Beach, Ca
- M•• I•••••••• S•••••••• L•• to M•••••• F•••••••• G••••• I••left Apr 9, 2013, registered Dec 8, 2025 (4626 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Aug 19, 2011, registered Apr 13, 2012 (238 days) · Other
- A••••••• A••••••• S••••••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 28, 2011, registered Jun 1, 2011 (34 days) · Other
- S••••••• I••••••••• I••• to A••••••• A••••••• S•••••••left Jun 26, 2008, registered Jul 22, 2008 (26 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••••••• I••••••••• I•••left Sep 11, 2007, registered Jan 2, 2008 (113 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address