RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• R•••
- N•••••• W••••• C••••••••• L•••••• L•••••••• C•••••• state registered currentsince Feb 4, 2021 · Plainsboro, Nj
- G••••• W••••• M••••••••• L•• independent RIAJun 9, 2010 to Jun 22, 2015 · Kingston, Nj
- I•••• I••••••••• A••••••• unclassifiedOct 17, 2006 to Jul 29, 2010 · New York, Ny
- G••••• W••••• M••••••••• L•• to N•••••• W••••• C••••••••• L•••••• L•••••••• C••••••left Jun 22, 2015, registered Feb 4, 2021 (2054 days) · Other
- I•••• I••••••••• A••••••• to G••••• W••••• M••••••••• L••left Jul 29, 2010, registered Jun 9, 2010 (-50 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address