RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• B•••••
- O•••• W•••••• I••• BD affiliated currentsince May 5, 2026 · Covington, La
- A••••••••• F•••••••• S•••••••• L•• national BDApr 4, 2023 to Apr 10, 2026 · Sacramento, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 9, 2021 to Mar 28, 2023 · Hammond, La
- A••••••••• F•••••••• S•••••••• L•• national BDOct 25, 2017 to Jan 26, 2021 · Gonzales, La
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 15, 2017 to Mar 20, 2017 · Mandeville, La
- A••••••••• F•••••••• S•••••••• L•• national BDMay 6, 2011 to Dec 21, 2016 · Metairie, La
- S•••••• N••••••• • C••••••• I••••••••• national BDApr 28, 2010 to Jan 6, 2011 · New Orleans, La
- O••••••••• • C•• I••• BD affiliatedJan 4, 2010 to Mar 31, 2010 · Fort Worth, Tx
- W•••• F•••• I••••••••• L•• unclassifiedOct 28, 2008 to Jan 4, 2010 · Fort Worth, Tx
- A••••••••• F•••••••• S•••••••• L•• to O•••• W•••••• I•••left Apr 10, 2026, registered May 5, 2026 (25 days) · Affiliated broker-dealer or bank to another
- S•••••• N••••••• • C••••••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 6, 2011, registered May 6, 2011 (120 days) · Affiliated broker-dealer or bank to another
- O••••••••• • C•• I••• to S•••••• N••••••• • C••••••• I•••••••••left Mar 31, 2010, registered Apr 28, 2010 (28 days) · Other
- W•••• F•••• I••••••••• L•• to O••••••••• • C•• I•••left Jan 4, 2010, registered Jan 4, 2010 (0 days) · Other
- J••••••• B••••• left A••••••••• F•••••••• S•••••••• L•• for O•••• W•••••• I••• (registered 2026-05-05)Apr 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address