DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
S••••• T••• W•••••••••
Feed of 09/14/2026
Also filed as Steve W•••••••••
At current firm
8 y
since Dec 20, 2017
In the industry
19 y
since Jun 4, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••••••• W••••• M••••••••• state registered currentsince Dec 20, 2017 · Canton, Oh
- L••••• I••••••••• G••••• L•• unclassifiedMay 5, 2009 to Aug 17, 2018 · Canton, Oh
- H••••• I••••••••• I•• unclassifiedMar 12, 2009 to May 19, 2009 · Canton, Oh
- C•••••• G•••• • C• I•• formerJun 4, 2007 to Mar 6, 2009 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- L••••• I••••••••• G••••• L•• to W••••••••• W••••• M•••••••••left Aug 17, 2018, registered Dec 20, 2017 (-240 days) · Other · moved with a team
- H••••• I••••••••• I•• to L••••• I••••••••• G••••• L••left May 19, 2009, registered May 5, 2009 (-14 days) · Other
- C•••••• G•••• • C• I•• to H••••• I••••••••• I••left Mar 6, 2009, registered Mar 12, 2009 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address