RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• B••••••• S•••••
- S••••• A•••• M••••••••• L•• independent RIA currentsince Feb 6, 2026 · Hunt Valley, Md
- L•• F•••••••• L•• BD affiliatedJan 19, 2016 to Dec 13, 2017 · Timonium, Md
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 4, 2007 to Feb 3, 2016 · Lutherville, Md
- T• A••••••••• I••• formerSep 4, 2007 to Feb 3, 2016 · Towson, Md
- A••••••••• F•••••••• S•••••••• L•• national BDJul 12, 2006 to Aug 28, 2007 · Owings Mills, Md
- L•• F•••••••• L•• to S••••• A•••• M••••••••• L••left Dec 13, 2017, registered Feb 6, 2026 (2977 days) · RIA to RIA
- T• A••••••••• I••••••••• M••••••••• L•• to L•• F•••••••• L••left Feb 3, 2016, registered Jan 19, 2016 (-15 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 3, 2016, registered Sep 4, 2007 (-3074 days) · channel change inside one enterprise, not a move
- A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I•••left Aug 28, 2007, registered Sep 4, 2007 (7 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address