D••••• F• T••••••

L•• F•••••••• L••BD affiliatedAlbany, Ny dual registrantIAPD 5100612

Feed of 09/15/2026

Also filed as D••••• T••••••

At current firm

4 y

since Aug 16, 2022

In the industry

17 y

since Oct 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 16, 2022 · Rhinebeck, Ny
C••• B•••••••• S•••••••• I••• former
Jan 26, 2021 to May 18, 2022 · Kingston, Ny
U•• F•••••••• S••••••• I••• wirehouse
Mar 23, 2009 to Aug 13, 2019 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered Aug 16, 2022 (90 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to C••• B•••••••• S•••••••• I•••
left Aug 13, 2019, registered Jan 26, 2021 (532 days) · Wirehouse to affiliated broker-dealer or bank

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address