DFX Intelligence
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Registered advisor
A•••• G•••• L•••• F•••••••
Feed of 09/15/2026
Also filed as A•••• G•••• F•••••••
At current firm
14 y
since Jun 14, 2012
In the industry
19 y
since Aug 8, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••• C•••••• M••••••••• L• asset manager currentsince Nov 6, 2019 · Fort Worth, Tx
- B••• R••••••• state registered currentsince Jun 14, 2012 · Fort Worth, Tx
- L•••••• F•••••••• L•• unclassifiedAug 8, 2007 to Dec 19, 2008 · Carrollton, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•••••• F•••••••• L•• to B••• R•••••••left Dec 19, 2008, registered Jun 14, 2012 (1273 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address