RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Phillip Joseph Susi
- Title
- Executive Vice Presidentreportedtcpasset.comfirm site, Sep 15, 2026
- Years, as the firm states
- 20reportedtcpasset.com“Phil is recognized for his holistic approach to strategic planning, bringing more than 20 years of experience to an integrated process that aligns client engagement, risk mitigation, investment strategy, and philanthropy within a comprehens”
- Boards named
- Columbus Sports Commissionreportedtcpasset.comphrases on the bio page
- Professional profile
- tcpasset.com/team-member/phillip-susireportedtcpasset.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Tcp Asset Management, LLC independent RIA currentsince Jan 19, 2017 · Upper Arlington, Oh
- Trendency Capital Management, LLC unclassifiedOct 30, 2014 to Jan 13, 2017 · Bexley, Oh
- Oppenheimer & Co. Inc. BD affiliatedAug 12, 2013 to Oct 20, 2014 · Pickerington, Oh
- Invest Financial Corporation formerJul 5, 2011 to Aug 12, 2013 · Worthington, Oh
- Raymond James Financial Services, Inc. unclassifiedJun 13, 2008 to Jul 28, 2008 · Lancaster, Oh
- Trendency Capital Management, LLC to Tcp Asset Management, LLCleft Jan 13, 2017, registered Jan 19, 2017 (6 days) · Other · moved with a team
- Oppenheimer & Co. Inc. to Trendency Capital Management, LLCleft Oct 20, 2014, registered Oct 30, 2014 (10 days) · Other
- Invest Financial Corporation to Oppenheimer & Co. Inc.left Aug 12, 2013, registered Aug 12, 2013 (0 days) · Other
- Raymond James Financial Services, Inc. to Invest Financial Corporationleft Jul 28, 2008, registered Jul 5, 2011 (1072 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address