DFX Intelligence
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Registered advisor
H••• S•••••• V•••••••• L•••••
Feed of 09/14/2026
Also filed as S•••••• L••••••••• V•••••••• L•••••
At current firm
10 y
since Sep 14, 2016
In the industry
20 y
since Aug 16, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 14, 2016 · Annapolis, Md
- P•• W••••• M••••••••• BD affiliatedJun 29, 2011 to Jan 17, 2014 · Baltimore, Md
- W•••• F•••• A••••••• wirehouseAug 21, 2006 to Jul 22, 2010 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to T••••• A••••••• S•••••••• I•••left Jan 17, 2014, registered Sep 14, 2016 (971 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Jul 22, 2010, registered Jun 29, 2011 (342 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address