RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• A••••••••
- C••••• W••••• P••••••• independent RIA currentsince Feb 13, 2023 · Grayson, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Dec 16, 2022 · Atlanta, Ga
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 4, 2007 to Oct 23, 2009 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDAug 9, 2006 to Mar 5, 2007 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• W••••• P•••••••left Dec 16, 2022, registered Feb 13, 2023 (59 days) · Wirehouse to independent RIA · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Mar 5, 2007, registered Apr 4, 2007 (30 days) · Other
- A••••• A•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••• W••••• P••••••• (registered 2023-02-13)Dec 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address