RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• G• D•••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Aug 7, 2026 · Farmington Hills, Mi
- U•• F•••••••• S••••••• I••• wirehouseAug 26, 2011 to Aug 25, 2026 · Farmington Hills, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 18, 2006 to Aug 30, 2011 · Farmington Hills, Mi
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Aug 25, 2026, registered Aug 7, 2026 (-18 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Aug 30, 2011, registered Aug 26, 2011 (-4 days) · Wirehouse to wirehouse
- D•••••• G• D••••••• left U•• F•••••••• S••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2026-08-07)Aug 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address