DFX Intelligence
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Registered advisor
V•••••• E••••• M••••••
Feed of 09/15/2026
Also filed as V•••••• M••••••
At current firm
10 y
since Sep 19, 2016
In the industry
20 y
since Apr 27, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 19, 2016 · Yonkers, Ny
- H••• S••••••••• •••• I••• BD affiliatedJun 28, 2013 to Sep 30, 2016 · South Norwalk, Ct
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to L•• F•••••••• L••left Sep 30, 2016, registered Sep 19, 2016 (-11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address