RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• L•• J••••
- S•••• W••••• A••••••• state registered currentsince Jan 24, 2023 · Jacksonville, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 28, 2013 to Dec 16, 2014 · Ponte Verdra Beach, Fl
- T• A••••••••• I••• formerJul 11, 2013 to Dec 16, 2014 · Jacksonville, Fl
- C••• F•••••••• S•••••••• L••• formerFeb 13, 2013 to Feb 19, 2013 · Jacksonville, Fl
- T• A••••••••• I••••••••• M••••••••• L•• to S•••• W••••• A•••••••left Dec 16, 2014, registered Jan 24, 2023 (2961 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 16, 2014, registered Aug 28, 2013 (-475 days) · channel change inside one enterprise, not a move
- C••• F•••••••• S•••••••• L••• to T• A••••••••• I•••left Feb 19, 2013, registered Jul 11, 2013 (142 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address