DFX Intelligence
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Registered advisor
R•••••• M••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as R•••••• A• M••••
At current firm
0 y
since Jun 15, 2026
In the industry
20 y
since Jun 9, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 15, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJun 10, 2015 to Jun 12, 2026 · Deerfield, Il
- U•• F•••••••• S••••••• I••• wirehouseJun 12, 2006 to Jun 23, 2015 · Northbrook, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 12, 2026, registered Jun 15, 2026 (3 days) · channel change inside one enterprise, not a move · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 23, 2015, registered Jun 10, 2015 (-13 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address