DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• L•• W••••

M••••• I••••••• C•••••••• I•••state registeredGreenwood, InIA-onlyIAPD 5124457

Feed of 09/14/2026

At current firm

16 y

since Feb 2, 2010

In the industry

27 y

since Jan 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• I••••••• C•••••••• I••• state registered current
since Feb 2, 2010 · Greenwood, In
F•••• • K•••• W••••• C•••••••• I••• unclassified
Jun 1, 2015 to Nov 4, 2024 · Indianapolis, In
M••••• F•••••••• P••••••• L•• unclassified
Oct 14, 2009 to Feb 10, 2010 · Greenwood, In
M••••• F•••••••• S•••••••• I••• state registered
Aug 9, 2006 to Jul 1, 2010 · St. Johns, Fl
A•••• P••••••••• A••••••• I••• unclassified
Apr 4, 2006 to Oct 30, 2006 · Greenwood, In

Moves

a registration end followed by a registration begin elsewhere

F•••• • K•••• W••••• C•••••••• I••• to no registered destination
left Nov 4, 2024 · Departure, no registered destination
M••••• F•••••••• S•••••••• I••• to M••••• F•••••••• P••••••• L••
left Jul 1, 2010, registered Oct 14, 2009 (-260 days) · Other
M••••• F•••••••• P••••••• L•• to M••••• I••••••• C•••••••• I•••
left Feb 10, 2010, registered Feb 2, 2010 (-8 days) · Other
A•••• P••••••••• A••••••• I••• to M••••• F•••••••• S•••••••• I•••
left Oct 30, 2006, registered Aug 9, 2006 (-82 days) · Other

Signals

B•••• L•• W•••• no longer registered at F•••• • K•••• W••••• C•••••••• I•••; no later IA registration on IAPD
Nov 4, 2024 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address