RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J• F••••
- A•••• I••••••••• G•••• independent RIA currentsince May 3, 2024 · Wayne, Pa
- M•• W••••• M••••••••• L•• unclassifiedNov 10, 2020 to Apr 10, 2024 · Harrisburg, Pa
- B•••••••• C•••••• M••••••••• L•• asset managerOct 15, 2014 to May 6, 2021 · Wayne, Pa
- N•• A•••••• S•••••••• L•• formerSep 30, 2013 to Oct 16, 2014 · Malvern, Pa
- F•• S••••••••• C••••••••• formerNov 5, 2009 to Oct 2, 2013 · Westchester, Pa
- C••••• A•••••• N••••••• L•• formerMay 31, 2008 to Nov 2, 2009 · King Of Prussia, Pa
- N•• E•••••• S••••••••• C••••••••• formerJan 29, 2008 to Jun 11, 2008 · Newtown Square, Pa
- M•• W••••• M••••••••• L•• to A•••• I••••••••• G••••left Apr 10, 2024, registered May 3, 2024 (23 days) · Other
- B•••••••• C•••••• M••••••••• L•• to M•• W••••• M••••••••• L••left May 6, 2021, registered Nov 10, 2020 (-177 days) · Other
- N•• A•••••• S•••••••• L•• to B•••••••• C•••••• M••••••••• L••left Oct 16, 2014, registered Oct 15, 2014 (-1 days) · Other
- F•• S••••••••• C••••••••• to N•• A•••••• S•••••••• L••left Oct 2, 2013, registered Sep 30, 2013 (-2 days) · Other
- C••••• A•••••• N••••••• L•• to F•• S••••••••• C•••••••••left Nov 2, 2009, registered Nov 5, 2009 (3 days) · Other
- N•• E•••••• S••••••••• C••••••••• to C••••• A•••••• N••••••• L••left Jun 11, 2008, registered May 31, 2008 (-11 days) · Other
- A•••••• J• F•••• left M•• W••••• M••••••••• L•• for A•••• I••••••••• G•••• (registered 2024-05-03)Apr 10, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address