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Registered advisor

S•••••••• B••••

W•••• F•••• A•••••••wirehouseGolden Valley, Mndual registrantIAPD 5130050

Feed of 09/14/2026

Also filed as S•••••••• A••••• H••••••••• A••••• B••••

At current firm

2 y

since May 6, 2024

In the industry

19 y

since Oct 16, 2006 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since May 6, 2024 · Golden Valley, Mn

W•••• F•••• A••••••• wirehouse
May 1, 2014 to May 6, 2024 · Minneapolis, Mn
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 16, 2013 to Mar 7, 2014 · Inver Grove Heights, Mn

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to W•••• F•••• A•••••••
left May 6, 2024, registered May 6, 2024 (0 days) · channel change inside one enterprise, not a move · moved with a team
A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Mar 7, 2014, registered May 1, 2014 (55 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address