RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• T••••• B•••••
- H•••• I••••••••• M••••••••• I••• state registered currentsince Aug 7, 2012 · Chicago, Il
- P•••••••• D••••••••• I••••••••• S••••••• C•••• formerFeb 16, 2011 to Sep 12, 2012 · Chicago, Il
- M••••• C•••••• A•••••••• L•• independent RIAJan 12, 2011 to Dec 1, 2011 · Raleigh, Nc
- Z•••• I••••••••• M••••••••• I••• mixed wealthFeb 18, 2008 to Aug 4, 2009 · Chicago, Il
- P•••••••• D••••••••• I••••••••• S••••••• C•••• to H•••• I••••••••• M••••••••• I•••left Sep 12, 2012, registered Aug 7, 2012 (-36 days) · Other
- M••••• C•••••• A•••••••• L•• to P•••••••• D••••••••• I••••••••• S••••••• C••••left Dec 1, 2011, registered Feb 16, 2011 (-288 days) · Other
- Z•••• I••••••••• M••••••••• I••• to M••••• C•••••• A•••••••• L••left Aug 4, 2009, registered Jan 12, 2011 (526 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address