RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• E•••• M••••••
- H•• I•••••••• I••• state registered currentsince Apr 11, 2024 · Laguna Beach, Ca
- F•••••• I••••••••• M••••••••• I••• independent RIAFeb 7, 2018 to Apr 11, 2022 · South Windsor, Ct
- H•• I•••••••• I••• state registeredApr 12, 2017 to Dec 7, 2017 · Laguna Beach, Ca
- M•• F•••••••• S•••••••• I••• formerSep 19, 2006 to Oct 19, 2011 · Dublin, Oh
- F•••••• I••••••••• M••••••••• I••• to H•• I•••••••• I•••left Apr 11, 2022, registered Apr 11, 2024 (731 days) · RIA to a state-registered adviser
- H•• I•••••••• I••• to F•••••• I••••••••• M••••••••• I•••left Dec 7, 2017, registered Feb 7, 2018 (62 days) · Other
- M•• F•••••••• S•••••••• I••• to H•• I•••••••• I•••left Oct 19, 2011, registered Apr 12, 2017 (2002 days) · Other
- M•••• E•••• M•••••• left F•••••• I••••••••• M••••••••• I••• for H•• I•••••••• I••• (registered 2024-04-11)Apr 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address