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Registered advisor
K•••••• V•••• P•••••••
Feed of 09/14/2026
Also filed as K•••••• V••••••••• D••••• V••••
At current firm
6 y
since Dec 2, 2019
In the industry
17 y
since Aug 1, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Dec 2, 2019 · Atlanta, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 3, 2018 to Nov 15, 2019 · Florence, Sc
- P••• A••••• S••••••••• L•• BD affiliatedFeb 6, 2017 to Aug 28, 2018 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseMay 2, 2011 to Jan 5, 2017 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• I••••••••• A••••••• L••left Nov 15, 2019, registered Dec 2, 2019 (17 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 28, 2018, registered Dec 3, 2018 (97 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to P••• A••••• S••••••••• L••left Jan 5, 2017, registered Feb 6, 2017 (32 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address