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Registered advisor
J•••••• A••• T•••••••
Feed of 09/14/2026
Also filed as Jeff A••• T•••••••
At current firm
13 y
since Apr 11, 2013
In the industry
17 y
since Sep 29, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Apr 11, 2013 · Colchester, Vt
- U•• F•••••••• S••••••• I••• wirehouseJul 11, 2012 to Oct 10, 2012 · South Burlington, Vt
- E•• F•••••••• A••••••• independent RIAApr 7, 2009 to Jun 12, 2012 · Montpelier, Vt
- N•• A•••••• S•••••••• L•• formerNov 3, 2008 to Feb 20, 2009 · South Burlington, Vt
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 10, 2012, registered Apr 11, 2013 (183 days) · Wirehouse to affiliated broker-dealer or bank
- E•• F•••••••• A••••••• to U•• F•••••••• S••••••• I•••left Jun 12, 2012, registered Jul 11, 2012 (29 days) · Other
- N•• A•••••• S•••••••• L•• to E•• F•••••••• A•••••••left Feb 20, 2009, registered Apr 7, 2009 (46 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address