RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• D•••••
- H••••••• W••••• M••••••••• L•• state registered currentsince Jun 25, 2013 · Austin, Tx
- L••••• P•••••••• A•••••••• L•• unclassifiedJan 27, 2023 to Oct 1, 2025 · Austin, Tx
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Jun 26, 2013 · Austin, Tx
- M••••• K••••• • C••••••• L•• formerFeb 23, 2009 to Feb 13, 2013 · Austin, Tx
- C••• C•••••• M••••••••• L•• unclassifiedMar 13, 2007 to Feb 26, 2009 · Houston, Tx
- C••••• A••••••• G••••• I••• formerFeb 13, 2007 to Mar 28, 2007 · Austin, Tx
- L••••• P•••••••• A•••••••• L•• to no registered destinationleft Oct 1, 2025 · Departure, no registered destination
- R•••••• J•••• • A••••••••• I••• to H••••••• W••••• M••••••••• L••left Jun 26, 2013, registered Jun 25, 2013 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- C••• C•••••• M••••••••• L•• to M••••• K••••• • C••••••• L••left Feb 26, 2009, registered Feb 23, 2009 (-3 days) · Other
- C••••• A••••••• G••••• I••• to C••• C•••••• M••••••••• L••left Mar 28, 2007, registered Mar 13, 2007 (-15 days) · Other
- J••• M•••••• D••••• no longer registered at L••••• P•••••••• A•••••••• L••; no later IA registration on IAPDOct 1, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address