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Registered advisor
M•••••• R•• Q••••••
Feed of 09/15/2026
Also filed as Mike Ray Quercia
At current firm
1 y
since Feb 26, 2025
In the industry
18 y
since Oct 4, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 26, 2025 · Delray Beach, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDNov 26, 2024 to Jan 29, 2025 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 20, 2008 to Jul 23, 2016 · Wayne, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 4, 2007 to Jul 3, 2008 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Jul 23, 2016, registered Nov 26, 2024 (3048 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 3, 2008, registered Jun 20, 2008 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address