RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• C•••••• P•••
- S•• BD affiliated currentsince Jun 6, 2025 · Brighton, Mi
- F••••• W••••• M••••••••• L••• independent RIANov 17, 2024 to Jun 9, 2025 · Brighton, Mi
- S•• BD affiliatedJan 20, 2015 to Nov 11, 2024 · Ann Arbor, Mi
- F••••• W••••• M••••••••• L••• to S••left Jun 9, 2025, registered Jun 6, 2025 (-3 days) · RIA to affiliated broker-dealer or bank
- S•• to F••••• W••••• M••••••••• L•••left Nov 11, 2024, registered Nov 17, 2024 (6 days) · Affiliated broker-dealer or bank to independent RIA
- A••• C•••••• P••• left F••••• W••••• M••••••••• L••• for Spc (registered 2025-06-06)Jun 9, 2025 · Advisor changed firm · fact
- A••• C•••••• P••• left Spc for F••••• W••••• M••••••••• L••• (registered 2024-11-17)Nov 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address