RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E•••• B•••••
- E••••••• W••••• P••••••• I••• state registered currentsince Oct 23, 2018 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedMar 22, 2010 to Oct 16, 2018 · Chicago, Il
- B• C• Z•••••• A•• C•••••• formerFeb 23, 2009 to Apr 8, 2010 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDJul 13, 2006 to Feb 25, 2009 · Chicago, Il
- L•• F•••••••• L•• to E••••••• W••••• P••••••• I•••left Oct 16, 2018, registered Oct 23, 2018 (7 days) · RIA to a state-registered adviser
- B• C• Z•••••• A•• C•••••• to L•• F•••••••• L••left Apr 8, 2010, registered Mar 22, 2010 (-17 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B• C• Z•••••• A•• C••••••left Feb 25, 2009, registered Feb 23, 2009 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address