RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- Y••• I•• L•• independent RIA currentsince Dec 11, 2025 · St. George, Ut
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMay 23, 2015 to Jul 11, 2024 · Centennial, Co
- I••••••••• A••••••• I••••••••• I••• unclassifiedMay 2, 2008 to Dec 8, 2008 · Oak Harbor, Wa
- T••••••••• F•••••••• A•••••••• L•• to Y••• I•• L••left Jul 11, 2024, registered Dec 11, 2025 (518 days) · Affiliated broker-dealer or bank to a newly registered adviser
- I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Dec 8, 2008, registered May 23, 2015 (2357 days) · Other
- C••• M•••••• T•••• left T••••••••• F•••••••• A•••••••• L•• for Y••• I•• L•• (registered 2025-12-11)Jul 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address