DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• B•••• R••••••

A••••••••• F•••••••• S•••••••• L••national BDOverland Park, Ksdual registrantIAPD 5145328

Certified Financial Planner

Feed of 09/14/2026

Also filed as Scott B Robison

At current firm

2 y

since Jun 12, 2024

In the industry

18 y

since Aug 19, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jun 12, 2024 · Overland Park, Ks
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Jun 7, 2024 · North Kansas City, Mo
C••••• A•••••• N••••••• L•• former
Sep 9, 2022 to Jun 29, 2023 · North Kansas City, Mo
C••• I••••••••• A••••••• S•••••••• L•• institutional
May 18, 2021 to Sep 20, 2022 · Cleveland, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 21, 2020 to May 6, 2021 · Leawood, Ks
C••• I••••••••• A••••••• S•••••••• L•• institutional
Aug 30, 2017 to Apr 13, 2020 · Cleveland, Oh
C••• R••••••••• P••• A••••••• S••••••• institutional
Aug 19, 2013 to Apr 13, 2020 · Kansas City, Mo
S•• I••••••••• I••• former
May 19, 2011 to Aug 5, 2013 · Leawood, Ks

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Jun 7, 2024, registered Jun 12, 2024 (5 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
C••• I••••••••• A••••••• S•••••••• L•• to C••••• A•••••• N••••••• L••
left Sep 20, 2022, registered Sep 9, 2022 (-11 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• I••••••••• A••••••• S•••••••• L••
left May 6, 2021, registered May 18, 2021 (12 days) · Other
C••• R••••••••• P••• A••••••• S••••••• to C••• I••••••••• A••••••• S•••••••• L••
left Apr 13, 2020, registered Aug 30, 2017 (-957 days) · channel change inside one enterprise, not a move
C••• I••••••••• A••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 13, 2020, registered May 21, 2020 (38 days) · Other
S•• I••••••••• I••• to C••• R••••••••• P••• A••••••• S•••••••
left Aug 5, 2013, registered Aug 19, 2013 (14 days) · Other

Signals

S•••• B•••• R•••••• left C••••• I••••••••• A••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-06-12)
Jun 7, 2024 · a•••••• firm change · fact
S•••• B•••• R•••••• left C••• I••••••••• A••••••• S•••••••• L•• for C••••• A•••••• N••••••• L•• (registered 2022-09-09)
Sep 20, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address